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Guide to SEC Privacy Rules: Broker-Dealers, Investment Companies and Advisers
Guide to SEC Privacy Rules BrokerDealers Investment Companies and Advisers
Author: James Hamilton, J.D., LL.M, Ted Trautmann
This new title provides detailed explanation of the SEC's new privacy rules, adopted pursuant to the Gramm-Leach-Bliley Act, for brokers, dealers, investment companies, and investment advisers. A must-have reference, it incorporates SEC interpretations of the rules, as well as practical guidance for compliance. The new privacy rules apply to all...  more »
ISBN-13: 9780808007333
ISBN-10: 0808007335
Publication Date: 3/30/2005
Pages: 100
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Publisher: CCH, Inc.
Book Type: Paperback
Members Wishing: 0
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